Personnel Hong Kong SFC License Details (ID 2271420)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dragonstone Capital Management Limited	RO	Dealing in securities	2021-10-07	2022-08-31
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-03-20	2019-06-11
	Rep	Advising on securities	2014-07-30	2019-06-11
	Rep	Dealing in securities	2014-07-30	2019-06-11
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2014-05-21	2014-07-22
	Rep	Advising on securities	2014-05-21	2014-07-22
	Rep	Dealing in securities	2014-05-21	2014-07-22