Personnel Hong Kong SFC License Details (ID 2278175)

Personnel Hong Kong SFC License Details (ID 2278175)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2026-03-10	-
	RO	Dealing in securities	2026-03-10	-
	Rep	Dealing in futures contracts	2017-10-09	2026-03-10
	Rep	Dealing in securities	2017-10-09	2026-03-10
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2017-06-26	2017-08-18
	Rep	Dealing in securities	2017-06-26	2017-08-18
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-06-06	2017-06-25
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-06-06	2017-06-25