Personnel Hong Kong SFC License Details (ID 22875040)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on securities	2021-01-14	-
CLSA LIMITED	Rep	Advising on securities	2021-01-14	2021-07-26
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2020-11-25	-
CLSA LIMITED	Rep	Dealing in securities	2020-11-25	-
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2019-03-08	2020-11-06
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2019-03-08	2020-11-06