Personnel Hong Kong SFC License Details (ID 22885047)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sanford C. Bernstein (Hong Kong) Limited	Rep	Dealing in securities	2020-08-24	2025-09-26
	Rep	Advising on securities	2020-07-29	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2019-03-11	2020-06-26