Personnel Hong Kong SFC License Details (ID 2290021)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2017-02-27	2019-10-05
	Rep	Dealing in securities	2017-02-27	2019-10-05
Wells Fargo Securities Asia Limited	Rep	Advising on securities	2014-07-07	2014-07-18
	Rep	Dealing in securities	2014-07-07	2014-07-18