| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Dealing in securities | 2024-08-14 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-07-24 | 2024-07-25 |
| Rep | Dealing in futures contracts | 2023-07-24 | 2024-07-25 | |
| Rep | Dealing in securities | 2023-07-24 | 2024-07-25 | |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2020-07-27 | 2023-04-21 |
| Rep | Dealing in futures contracts | 2020-06-24 | 2023-04-21 | |
| Rep | Dealing in securities | 2020-06-24 | 2023-04-21 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-07-28 | 2020-02-26 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-07-28 | 2020-02-26 |
No HKMA registrations in the collected records.