Personnel Hong Kong SFC License Details (ID 2299568)

Personnel Hong Kong SFC License Details (ID 2299568)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MANGO FINANCIAL LIMITED	Rep	Advising on corporate finance	2019-07-23	2020-07-24
	Rep	Advising on securities	2019-07-23	2020-07-24
	Rep	Asset management	2019-07-23	2020-07-24
	Rep	Dealing in securities	2019-07-23	2020-07-24
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2016-06-17	2017-08-23
	Rep	Advising on securities	2016-06-17	2017-08-23
CLSA LIMITED	Rep	Dealing in securities	2016-06-17	2017-08-23
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-07-28	2016-03-09
	Rep	Advising on securities	2014-07-28	2016-03-09
	Rep	Dealing in securities	2014-07-28	2016-03-09
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-07-28	2016-03-09
	Rep	Advising on securities	2014-07-28	2016-03-09
	Rep	Dealing in securities	2014-07-28	2016-03-09