Personnel Hong Kong SFC License Details (ID 23026198)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2025-01-07	-
	Rep	Dealing in securities	2024-11-05	-
FIRST SECURITIES (HK) LIMITED	Rep	Asset management	2022-04-28	2024-10-27
	Rep	Dealing in securities	2019-04-09	2024-10-27