Personnel SFC Licences and HKMA Registrations (ID 23026198)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in securities	2026-10-23	-
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2025-01-07	2026-10-06
	Rep	Dealing in securities	2024-11-05	2026-10-06
FIRST SECURITIES (HK) LIMITED	Rep	Asset management	2022-04-28	2024-10-27
	Rep	Dealing in securities	2019-04-09	2024-10-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.