Personnel Hong Kong SFC License Details (ID 2302842)

Personnel Hong Kong SFC License Details (ID 2302842)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2026-06-17	-
Soochow Securities International Futures Limited	Rep	Dealing in futures contracts	2026-06-17	-
MIB FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-09-16	2022-10-22
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2019-09-16	2022-10-22
JMC Capital HK Limited	Rep	Dealing in securities	2019-04-15	2019-07-13
JMC Capital International Limited	Rep	Dealing in futures contracts	2019-04-15	2019-07-13
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2017-01-20	2019-03-29
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2016-12-19	2019-03-29
Fosun International Securities Limited	Rep	Dealing in securities	2015-10-30	2016-12-02
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-03-09	2015-09-16
	Rep	Dealing in securities	2014-08-04	2015-09-16