Personnel Hong Kong SFC License Details (ID 2310868)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	Rep	Dealing in securities	2018-01-22	2019-08-02
CMB International Capital Limited	Rep	Advising on corporate finance	2017-08-09	2019-08-02
	Rep	Dealing in securities	2017-08-09	2019-08-02
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-08-20	2017-07-31
	Rep	Advising on securities	2014-08-20	2017-07-31
	Rep	Dealing in securities	2014-08-20	2017-07-31