Personnel Hong Kong SFC License Details (ID 23135320)

Personnel Hong Kong SFC License Details (ID 23135320)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Asset Management (HK) Limited	Rep	Dealing in futures contracts	2025-09-11	-
	Rep	Dealing in securities	2025-07-11	-
CITIC Securities International Global Markets Limited	Rep	Dealing in securities	2025-07-11	-
CLSA LIMITED	Rep	Dealing in securities	2025-07-11	-
CITIC Securities Asset Management (HK) Limited	Rep	Advising on securities	2021-06-24	-
	Rep	Asset management	2021-06-24	2025-07-11
CITIC Securities International Global Markets Limited	Rep	Dealing in futures contracts	2019-05-06	2020-02-24
	Rep	Dealing in securities	2019-05-06	2020-02-24