Personnel Hong Kong SFC License Details (ID 2315951)

Personnel Hong Kong SFC License Details (ID 2315951)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dragonstone Capital Management Limited	Rep	Advising on securities	2026-07-15	-
	Rep	Asset management	2026-07-15	-
	RO	Dealing in securities	2020-08-25	-
ROCKPOOL CAPITAL LIMITED	Rep	Dealing in securities	2019-01-31	2020-05-15
	Rep	Advising on securities	2019-01-10	2020-05-15
	Rep	Asset management	2019-01-10	2020-05-15
Right Time Asset Management Company Limited	RO	Advising on securities	2018-04-16	2018-12-31
	RO	Asset management	2018-04-16	2018-12-31
	Rep	Advising on securities	2017-07-27	2018-04-16
	Rep	Asset management	2017-07-27	2018-04-16
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2014-09-03	2017-06-30
	Rep	Dealing in securities	2014-09-03	2017-06-30