Personnel Hong Kong SFC License Details (ID 23229111)

Personnel Hong Kong SFC License Details (ID 23229111)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB International Securities Limited	RO	Advising on securities	2023-05-08	-
	RO	Dealing in securities	2023-05-08	-
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2023-02-10	-
CMB International Securities Limited	Rep	Advising on securities	2023-02-10	2023-05-08
	Rep	Dealing in securities	2023-02-10	2023-05-08
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	RO	Dealing in futures contracts	2020-10-20	2023-01-16
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2020-10-20	2023-01-16
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2020-07-14	2020-10-20
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2020-07-14	2020-10-20
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2019-05-28	2020-06-05
	Rep	Dealing in securities	2019-05-28	2020-06-05
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2019-05-28	2020-06-05