Personnel Hong Kong SFC License Details (ID 23313073)

Personnel Hong Kong SFC License Details (ID 23313073)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2021-12-08	2024-05-08
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED	Rep	Dealing in futures contracts	2021-11-15	2024-05-08
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2021-11-15	2024-05-08
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2019-09-24	2021-10-12
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2019-09-24	2021-10-12
Lion Futures Limited	Rep	Advising on futures contracts	2019-06-17	2019-08-23
	Rep	Dealing in futures contracts	2019-06-17	2019-08-23
Lion International Securities Group Limited	Rep	Dealing in securities	2019-06-17	2019-08-23
Silver Leaf Asset Management Limited	Rep	Advising on securities	2019-06-17	2019-08-23
	Rep	Asset management	2019-06-17	2019-08-23