Personnel Hong Kong SFC License Details (ID 2333563)

Personnel Hong Kong SFC License Details (ID 2333563)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2025-06-20	-
China Securities (International) Brokerage Company Limited	RO	Advising on securities	2021-10-27	2025-05-16
	RO	Dealing in securities	2021-10-27	2025-05-16
	Rep	Advising on securities	2019-02-22	2021-10-27
	Rep	Dealing in securities	2019-02-22	2021-10-27
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-10-17	2018-06-26
	Rep	Advising on securities	2014-10-17	2019-02-04
	Rep	Dealing in securities	2014-10-17	2019-02-04