| ABCI Securities Company Limited | Rep | Advising on securities | 2025-10-08 | - |
| Rep | Dealing in securities | 2025-10-08 | - |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-02-07 | 2025-09-19 |
| Rep | Dealing in securities | 2023-02-07 | 2025-09-19 |
| ZHONGRONG PT SECURITIES LIMITED | RO | Advising on futures contracts | 2019-08-01 | 2023-01-15 |
| RO | Dealing in futures contracts | 2019-08-01 | 2023-01-15 |
| RO | Advising on securities | 2019-03-04 | 2023-01-15 |
| RO | Dealing in securities | 2019-03-04 | 2023-01-15 |
| Rep | Dealing in securities | 2018-08-13 | 2019-03-04 |
| Rep | Dealing in futures contracts | 2018-08-13 | 2019-08-01 |
| VICTORY SECURITIES COMPANY LIMITED | Rep | Asset management | 2017-07-07 | 2018-07-17 |
| Rep | Dealing in futures contracts | 2017-06-09 | 2018-07-17 |
| Rep | Dealing in securities | 2017-06-09 | 2018-07-17 |
| Mason Securities Limited | Rep | Dealing in securities | 2016-04-20 | 2017-05-19 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-04-20 | 2017-05-19 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2016-02-02 | 2016-04-12 |
| Rep | Dealing in securities | 2016-02-02 | 2016-04-12 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-08-04 | 2016-01-10 |
| Rep | Dealing in securities | 2015-08-04 | 2016-01-10 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-10-23 | 2015-07-26 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-10-23 | 2015-07-26 |