Personnel Hong Kong SFC License Details (ID 2341176)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA FUTURES LIMITED	Rep	Dealing in futures contracts	2015-04-24	2015-08-13
CLSA LIMITED	Rep	Dealing in securities	2015-04-24	2015-08-13
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-11-04	2015-04-23
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2014-11-04	2015-04-23