| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2024-08-22 | - |
| RO | Providing automated trading services | 2024-08-22 | - |
| RO | Dealing in futures contracts | 2024-08-22 | - |
| RO | Dealing in securities | 2024-08-22 | - |
| Rep | Advising on securities | 2024-06-24 | 2024-08-22 |
| Rep | Providing automated trading services | 2024-06-24 | 2024-08-22 |
| Rep | Dealing in futures contracts | 2024-06-24 | 2024-08-22 |
| Rep | Dealing in securities | 2024-06-24 | 2024-08-22 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2023-08-23 | 2024-04-19 |
| ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2023-07-25 | 2024-04-19 |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2023-07-25 | 2024-04-19 |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-11-02 | 2023-07-25 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-10-18 | 2023-07-25 |
| Fosun International Securities Limited | Rep | Dealing in securities | 2020-05-26 | 2021-10-02 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-08-30 | 2020-05-15 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-08-30 | 2020-05-15 |
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2016-09-02 | 2019-06-23 |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2016-09-02 | 2019-06-23 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2015-03-20 | 2016-08-06 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2015-03-20 | 2016-08-06 |
| BOA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-19 | 2014-12-18 |