Tokumura, Kazue

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2018-11-30	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2018-05-07	2018-06-01
	Rep	Advising on securities	2014-12-11	2018-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Advising on securities	2018-11-30	-
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2018-05-07	2018-06-01
	Rep	Advising on securities	2014-12-11	2018-02-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.