Personnel Hong Kong SFC License Details (ID 23592295)

Personnel Hong Kong SFC License Details (ID 23592295)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2021-07-06	2026-07-29
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2020-11-11	2021-06-09
	Rep	Advising on securities	2020-11-11	2021-06-09
CLSA LIMITED	Rep	Advising on securities	2020-11-11	2021-06-09
	Rep	Dealing in securities	2020-11-11	2021-06-09
oOo Securities (HK) Group Limited	Rep	Advising on corporate finance	2019-08-27	2020-10-09
	Rep	Advising on securities	2019-08-27	2020-10-09
	Rep	Dealing in securities	2019-08-27	2020-10-09