| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited | RO | Dealing in securities | 2025-08-13 | - |
| CLSA LIMITED | RO | Dealing in securities | 2025-08-13 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2015-04-24 | 2015-11-01 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2015-04-24 | 2015-11-01 |
| CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-02-25 | 2015-04-23 |
| CLSA LIMITED | Rep | Dealing in securities | 2015-02-25 | 2015-04-23 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-12-15 | 2015-02-23 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-12-15 | 2015-02-23 |
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