Sun, Ruotian 孫若天

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2020-11-16	-
	Rep	Advising on securities	2020-11-16	-
	Rep	Dealing in securities	2020-11-16	-
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2019-09-25	2020-09-10
	Rep	Advising on securities	2019-09-25	2020-09-10
CLSA LIMITED	Rep	Advising on securities	2019-09-25	2020-09-10
	Rep	Dealing in securities	2019-09-25	2020-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Advising on corporate finance	2020-11-16	-
	Rep	Advising on securities	2020-11-16	-
	Rep	Dealing in securities	2020-11-16	-
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2019-09-25	2020-09-10
	Rep	Advising on securities	2019-09-25	2020-09-10
CLSA LIMITED	Rep	Advising on securities	2019-09-25	2020-09-10
	Rep	Dealing in securities	2019-09-25	2020-09-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.