Personnel SFC Licences and HKMA Registrations (ID 23704926)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2022-10-06	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Advising on securities	2022-10-06	-
	Rep	Dealing in securities	2022-10-06	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2021-11-30	2022-03-15
	Rep	Dealing in futures contracts	2021-11-30	2022-06-30
	Rep	Dealing in securities	2021-05-27	2022-06-30
	Rep	Advising on securities	2019-09-25	2022-06-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.