Personnel Hong Kong SFC License Details (ID 2374532)

Personnel Hong Kong SFC License Details (ID 2374532)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rofllex Capital Limited	RO	Advising on securities	2021-12-10	-
	RO	Asset management	2021-12-10	-
A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-10-29	2021-04-09
	RO	Asset management	2019-10-29	2021-04-09
	RO	Dealing in securities	2019-10-29	2021-04-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2018-12-19	2019-09-19
	RO	Asset management	2018-12-19	2019-09-19
	RO	Dealing in securities	2018-12-19	2019-09-19
	Rep	Advising on securities	2017-12-19	2018-12-19
	Rep	Asset management	2017-12-19	2018-12-19
	Rep	Dealing in securities	2017-12-19	2018-12-19
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-25	2017-11-27
	Rep	Advising on securities	2015-01-22	2017-11-27
	Rep	Asset management	2015-01-22	2017-11-27