Personnel Hong Kong SFC License Details (ID 2378458)

Personnel Hong Kong SFC License Details (ID 2378458)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-01-27	-
	Rep	Dealing in securities	2026-01-27	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2025-08-04	2025-12-31
	Rep	Dealing in securities	2025-08-04	2025-12-31
ABCI Securities Company Limited	Rep	Advising on securities	2021-07-15	2025-05-11
	Rep	Dealing in securities	2021-07-15	2025-05-11
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2018-07-30	2021-06-18
	Rep	Dealing in securities	2018-07-30	2021-06-18
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2018-07-30	2021-06-18
China Securities (International) Asset Management Company Limited	Rep	Advising on securities	2017-09-28	2018-07-28
	Rep	Asset management	2017-09-28	2018-07-28
China Securities (International) Brokerage Company Limited	Rep	Dealing in futures contracts	2015-04-29	2018-07-28
	Rep	Dealing in securities	2015-04-29	2018-07-28
Yuanta Securities (Hong Kong) Company Limited	Rep	Dealing in futures contracts	2015-01-30	2015-04-27
	Rep	Dealing in securities	2015-01-30	2015-04-27