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Ting, Ka Shun 丁嘉淳 SFC Licences and HKMA Registrations (ID 23785357)
Ting, Ka Shun 丁嘉淳
SFC ID:
BOZ727
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
UBS SECURITIES HONG KONG LIMITED
Rep
Advising on corporate finance
2021-08-26
-
CLSA LIMITED
Rep
Advising on securities
2019-10-14
2021-04-30
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.