Personnel SFC Licences and HKMA Registrations (ID 2382692)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Advising on corporate finance	2026-10-06	-
	RO	Dealing in securities	2026-10-06	-
China Securities (International) Corporate Finance Company Limited	RO	Advising on corporate finance	2026-04-30	2026-07-16
	RO	Dealing in securities	2026-04-30	2026-07-16
	Rep	Advising on corporate finance	2020-11-19	2026-04-30
	Rep	Dealing in securities	2020-11-19	2026-04-30
GF Capital (Hong Kong) Limited	RO	Advising on corporate finance	2019-10-22	2020-11-03
	Rep	Advising on corporate finance	2017-04-12	2019-10-22
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2017-04-12	2020-11-03
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2015-09-29	2017-03-24
	Rep	Dealing in securities	2015-09-29	2017-03-24
KINGSWAY CAPITAL LIMITED	Rep	Advising on corporate finance	2015-02-10	2015-09-11
	Rep	Dealing in securities	2015-02-10	2015-09-11
KINGSWAY FINANCIAL SERVICES GROUP LIMITED	Rep	Dealing in securities	2015-02-10	2015-09-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.