| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2026-08-17 | - |
| Rep | Advising on securities | 2026-08-17 | - | |
| Rep | Dealing in securities | 2026-08-17 | - | |
| RO | Advising on corporate finance | 2025-12-22 | 2026-08-17 | |
| RO | Advising on securities | 2025-12-22 | 2026-08-17 | |
| RO | Dealing in securities | 2025-12-22 | 2026-08-17 | |
| Rep | Advising on corporate finance | 2023-09-27 | 2025-12-22 | |
| Rep | Advising on securities | 2023-09-27 | 2025-12-22 | |
| Rep | Dealing in securities | 2023-09-27 | 2025-12-22 | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-11-30 | 2023-08-23 |
| Rep | Advising on securities | 2021-11-15 | 2023-08-23 | |
| CLSA LIMITED | Rep | Dealing in securities | 2021-11-15 | 2023-08-23 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2020-05-12 | 2021-10-28 |
| Rep | Dealing in securities | 2020-05-12 | 2021-10-28 | |
| Ark Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-11-01 | 2020-04-03 |
| Rep | Asset management | 2019-11-01 | 2020-04-03 | |
| Rep | Dealing in securities | 2019-11-01 | 2020-04-03 |
No HKMA registrations in the collected records.