Personnel Hong Kong SFC License Details (ID 2386074)

Personnel Hong Kong SFC License Details (ID 2386074)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2021-08-10	2023-06-30
SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2019-11-21	2020-04-20
	Rep	Dealing in securities	2019-10-02	2020-04-20
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2018-02-20	2019-08-05
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2017-04-18	2017-11-10
	Rep	Advising on securities	2015-02-23	2017-02-10
	Rep	Dealing in securities	2015-02-23	2017-02-10