Personnel Hong Kong SFC License Details (ID 23976375)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities (Hong Kong) Limited	Rep	Advising on securities	2021-05-24	2023-05-12
CLSA LIMITED	Rep	Advising on securities	2021-05-24	2021-07-26
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2021-03-03	2023-05-12
CLSA LIMITED	Rep	Dealing in securities	2021-03-03	2023-05-12
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2019-12-02	2020-11-04
	Rep	Dealing in securities	2019-12-02	2020-11-04