Personnel Hong Kong SFC License Details (ID 2399037)

Personnel Hong Kong SFC License Details (ID 2399037)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2024-04-11	2025-11-10
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2021-11-17	2023-11-02
SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-06-12	2021-09-30
SHANXI SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2020-06-12	2021-09-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Dealing in securities	2015-03-27	2016-05-26
	Rep	Advising on corporate finance	2015-03-27	2016-10-28