Personnel Hong Kong SFC License Details (ID 2399782)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Asset Management Limited	RO	Advising on securities	2025-04-22	2025-08-27
	RO	Asset management	2025-04-22	2025-08-27
	RO	Dealing in securities	2025-04-22	2025-08-27
	Rep	Advising on securities	2025-03-04	2025-04-22
	Rep	Asset management	2025-03-04	2025-04-22
	Rep	Dealing in securities	2025-03-04	2025-04-22
RICHE BRIGHT SECURITIES LIMITED	RO	Dealing in futures contracts	2023-03-06	2025-01-08
	RO	Advising on securities	2022-03-07	2025-01-08
	RO	Asset management	2022-03-07	2025-01-08
	RO	Dealing in securities	2021-04-30	2025-01-08
FTFT International Securities and Futures Limited	RO	Advising on securities	2020-11-10	2021-04-28
	RO	Dealing in futures contracts	2020-11-10	2021-04-28
	RO	Dealing in securities	2020-11-10	2021-04-28
	Rep	Advising on securities	2020-09-18	2020-11-10
	Rep	Dealing in futures contracts	2020-09-18	2020-11-10
	Rep	Dealing in securities	2020-09-18	2020-11-10
Zinvest Global Limited	Rep	Advising on futures contracts	2019-10-02	2020-05-15
	Rep	Advising on securities	2019-10-02	2020-05-15
	Rep	Dealing in futures contracts	2019-10-02	2020-05-15
	Rep	Dealing in securities	2019-10-02	2020-05-15
Central China International Futures Company Limited	Rep	Dealing in futures contracts	2017-11-28	2018-07-30
Central China International Securities Co., Limited	Rep	Dealing in securities	2017-11-28	2018-07-30
Hao Tian International Securities Limited	Rep	Dealing in securities	2017-09-14	2017-11-16
Hao Tian Asset Management Limited	Rep	Asset management	2017-07-07	2017-11-16
Hao Tian International Futures Limited	Rep	Dealing in futures contracts	2017-04-25	2017-11-16
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2016-04-18	2017-04-05
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2016-04-18	2017-04-05
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2015-10-08	2016-04-14
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2015-03-30	2016-04-14