Wong, Isaac James

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2020-12-28	-
	Rep	Advising on corporate finance	2018-10-09	2020-12-28
	Rep	Advising on securities	2015-04-02	-
	Rep	Dealing in securities	2015-04-02	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2020-12-28	-
	Rep	Advising on corporate finance	2018-10-09	2020-12-28
	Rep	Advising on securities	2015-04-02	-
	Rep	Dealing in securities	2015-04-02	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.