Personnel Hong Kong SFC License Details (ID 2403236)

Personnel Hong Kong SFC License Details (ID 2403236)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2026-05-12	-
	RO	Advising on securities	2026-05-12	-
	RO	Dealing in securities	2026-05-12	-
	Rep	Advising on securities	2020-12-16	2026-05-12
	Rep	Advising on corporate finance	2020-12-07	2026-05-12
	Rep	Dealing in securities	2020-12-07	2026-05-12
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	Rep	Advising on corporate finance	2017-11-07	2020-11-16
	Rep	Dealing in securities	2017-11-07	2020-11-16
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-04-08	2017-06-16
	Rep	Advising on securities	2015-04-08	2017-06-16
	Rep	Dealing in securities	2015-04-08	2017-06-16