| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CCB INTERNATIONAL CAPITAL LIMITED | RO | Advising on corporate finance | 2026-05-12 | - |
| RO | Advising on securities | 2026-05-12 | - | |
| RO | Dealing in securities | 2026-05-12 | - | |
| Rep | Advising on securities | 2020-12-16 | 2026-05-12 | |
| Rep | Advising on corporate finance | 2020-12-07 | 2026-05-12 | |
| Rep | Dealing in securities | 2020-12-07 | 2026-05-12 | |
| GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2017-11-07 | 2020-11-16 |
| Rep | Dealing in securities | 2017-11-07 | 2020-11-16 | |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-04-08 | 2017-06-16 |
| Rep | Advising on securities | 2015-04-08 | 2017-06-16 | |
| Rep | Dealing in securities | 2015-04-08 | 2017-06-16 |
No HKMA registrations in the collected records.