Personnel Hong Kong SFC License Details (ID 2404315)

Personnel Hong Kong SFC License Details (ID 2404315)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2024-04-02	-
	Rep	Dealing in securities	2024-04-02	-
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2016-07-13	2020-02-04
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2016-05-06	2020-02-04
Futu Securities International (HONG KONG) Limited	Rep	Asset management	2016-03-08	2016-04-05
	Rep	Dealing in securities	2015-04-10	2016-04-05