| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Harmony Advisors Limited | Rep | Advising on securities | 2020-11-03 | 2021-11-03 |
| Rep | Asset management | 2020-11-03 | 2021-11-03 | |
| Rep | Dealing in futures contracts | 2020-10-09 | 2021-11-03 | |
| Rep | Dealing in securities | 2020-10-09 | 2021-11-03 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2020-01-09 | 2020-08-21 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2020-01-09 | 2020-08-21 |