Personnel SFC Licences and HKMA Registrations (ID 2411131)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VICTORY SECURITIES COMPANY LIMITED	Rep	Asset management	2019-08-23	-
	Rep	Dealing in futures contracts	2019-07-16	-
	Rep	Dealing in securities	2019-07-16	-
CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED	Rep	Asset management	2018-07-13	2019-02-15
Central China International Futures Company Limited	Rep	Dealing in futures contracts	2017-10-18	2019-06-30
Central China International Securities Co., Limited	Rep	Dealing in securities	2017-05-17	2019-06-30
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-04-23	2017-05-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-04-23	2017-05-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.