Personnel Hong Kong SFC License Details (ID 2412547)

Personnel Hong Kong SFC License Details (ID 2412547)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2021-09-17	2024-01-23
	Rep	Advising on securities	2021-09-17	2024-01-23
	Rep	Dealing in securities	2021-09-17	2024-01-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2021-09-17	2024-01-23
	Rep	Advising on securities	2021-09-17	2024-01-23
	Rep	Dealing in securities	2021-09-17	2024-01-23
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-05-19	2021-07-23
	Rep	Advising on securities	2015-05-19	2021-07-23
CLSA LIMITED	Rep	Dealing in securities	2015-05-19	2021-07-23
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2015-04-27	2016-01-01
	Rep	Advising on securities	2015-04-27	2016-01-01
	Rep	Dealing in securities	2015-04-27	2016-01-01