| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCHK Asset Management Limited | Rep | Advising on securities | 2024-12-23 | - |
| Rep | Asset management | 2024-12-23 | - | |
| Rep | Dealing in securities | 2024-12-23 | - | |
| TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2024-06-18 | 2024-10-18 |
| Rep | Asset management | 2024-06-18 | 2024-10-18 | |
| Rep | Dealing in securities | 2024-06-18 | 2024-10-18 | |
| NEW REGION SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2023-06-19 | 2024-05-31 |
| RO | Advising on securities | 2023-04-24 | 2024-05-31 | |
| Rep | Advising on securities | 2023-03-20 | 2023-04-24 | |
| Rep | Asset management | 2023-03-20 | 2024-05-31 | |
| Fortune Max International Asset Management Limited | RO | Advising on securities | 2021-07-21 | 2023-03-10 |
| Rep | Asset management | 2021-07-21 | 2023-03-10 | |
| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2017-08-02 | 2017-09-25 |
| Rep | Dealing in securities | 2017-05-17 | 2017-09-25 | |
| KGI Asset Management Limited | Rep | Asset management | 2016-07-21 | 2016-11-24 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-05-12 | 2016-11-24 |
No HKMA registrations in the collected records.