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Xu, Xiaofang (SFC:BFN763) 徐曉芳 SFC Licences and HKMA Registrations (ID 2428442)
Xu, Xiaofang (SFC:BFN763) 徐曉芳
SFC ID:
BFN763
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CLSA LIMITED
Rep
Advising on securities
2021-03-08
-
CITIC Securities Brokerage (HK) Limited
Rep
Advising on securities
2015-06-01
2021-02-23
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.