| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| KGI ASIA LIMITED | Rep | Advising on securities | 2025-06-05 | - |
| Rep | Dealing in securities | 2025-06-05 | - | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2025-06-05 | - |
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-10-27 | 2025-02-19 |
| CMB International Securities Limited | Rep | Advising on securities | 2023-10-27 | 2025-02-19 |
| Rep | Dealing in securities | 2023-10-27 | 2025-02-19 | |
| CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-06-05 | 2018-05-09 |
| Rep | Advising on securities | 2015-06-05 | 2018-05-09 | |
| CLSA LIMITED | Rep | Advising on securities | 2015-06-05 | 2018-05-09 |
| Rep | Dealing in securities | 2015-06-05 | 2018-05-09 |
No HKMA registrations in the collected records.