Personnel Hong Kong SFC License Details (ID 2431916)

Personnel Hong Kong SFC License Details (ID 2431916)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CEB International Capital Corporation Limited	Rep	Advising on securities	2023-11-08	2024-06-20
	Rep	Dealing in securities	2023-11-08	2024-06-20
VERACITY INVESTMENT CO., LIMITED	Rep	Advising on securities	2022-01-21	2023-08-28
	Rep	Asset management	2022-01-21	2023-08-28
	Rep	Dealing in securities	2022-01-21	2023-08-28
Asia Lion Capital (Hong Kong) Limited	Rep	Asset management	2020-04-14	2021-12-27
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-06-01	2017-02-18