Personnel Hong Kong SFC License Details (ID 24383884)

Personnel Hong Kong SFC License Details (ID 24383884)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Neuberger Berman Asia Limited	Rep	Asset management	2026-08-13	-
	Rep	Advising on securities	2023-08-24	-
	Rep	Dealing in securities	2023-08-24	-
VALUE PARTNERS HONG KONG LIMITED	Rep	Asset management	2022-07-20	2023-06-17
	Rep	Dealing in securities	2022-07-20	2023-06-17
VALUE PARTNERS LIMITED	Rep	Asset management	2022-07-20	2023-06-17
	Rep	Dealing in securities	2022-07-20	2023-06-17
VALUE PARTNERS HONG KONG LIMITED	Rep	Advising on securities	2022-06-13	2023-06-17
VALUE PARTNERS LIMITED	Rep	Advising on securities	2022-06-13	2023-06-17
CLSA LIMITED	Rep	Advising on securities	2020-03-23	2022-05-13