| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2024-02-28 | 2024-09-08 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2024-02-28 | 2024-09-08 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2024-01-02 | 2024-02-06 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2024-01-02 | 2024-02-06 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2020-10-07 | 2023-12-20 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-10-07 | 2023-12-20 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-08-24 | 2020-08-24 |
| Rep | Dealing in securities | 2020-08-24 | 2020-08-24 |
| Eddid Securities and Futures Limited | Rep | Advising on futures contracts | 2020-03-31 | 2020-08-11 |
| Rep | Advising on securities | 2020-03-31 | 2020-08-11 |
| Rep | Dealing in futures contracts | 2020-03-31 | 2020-08-11 |
| Rep | Dealing in securities | 2020-03-31 | 2020-08-11 |