Personnel Hong Kong SFC License Details (ID 2441762)

Personnel Hong Kong SFC License Details (ID 2441762)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2018-11-06	-
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2017-07-28	2018-09-17
	Rep	Advising on securities	2017-07-28	2018-09-17
	Rep	Dealing in securities	2017-07-28	2018-09-17
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2016-02-29	2017-07-01
	Rep	Advising on securities	2016-02-29	2017-07-01
	Rep	Dealing in securities	2016-02-29	2017-07-01
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2015-06-29	2016-02-05