Personnel SFC Licences and HKMA Registrations (ID 24431657)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2026-08-07	-
	Rep	Asset management	2026-08-07	-
	Rep	Dealing in securities	2026-08-07	-
China Asset Management (Hong Kong) Limited	Rep	Advising on securities	2020-04-07	2024-02-02
	Rep	Asset management	2020-04-07	2024-02-02
	Rep	Dealing in securities	2020-04-07	2024-02-02

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.