| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| New China Asset Management (Hong Kong) Limited | Rep | Asset management | 2025-01-15 | - |
| Rep | Advising on securities | 2024-12-02 | - | |
| Carnegie Hill Capital Partners Limited | Rep | Advising on securities | 2024-07-08 | 2024-10-23 |
| Rep | Dealing in securities | 2024-07-08 | 2024-10-23 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on securities | 2022-12-16 | 2024-05-03 |
| Rep | Dealing in securities | 2022-11-25 | 2024-05-03 | |
| Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2021-11-16 | 2022-09-07 |
| Rep | Dealing in securities | 2021-11-16 | 2022-09-07 | |
| Avenue Family Office Limited | Rep | Advising on securities | 2020-06-16 | 2021-05-25 |
| Rep | Asset management | 2020-06-16 | 2021-05-25 | |
| Rep | Dealing in securities | 2020-06-16 | 2021-05-25 | |
| China Transfer Capital Investment Limited | Rep | Dealing in securities | 2020-04-24 | 2020-06-03 |
No HKMA registrations in the collected records.