Personnel Hong Kong SFC License Details (ID 2460753)

Personnel Hong Kong SFC License Details (ID 2460753)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS FUTURES (HK) CO., LIMITED	Rep	Dealing in futures contracts	2021-07-21	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2021-07-21	-
	Rep	Dealing in securities	2021-06-21	-
Phoenician Securities Limited	RO	Dealing in securities	2021-05-25	2021-06-11
Saxo Capital Markets HK Limited	Rep	Dealing in futures contracts	2018-12-03	2020-02-11
	Rep	Dealing in securities	2018-12-03	2020-02-11
	Rep	Leveraged foreign exchange trading	2018-12-03	2020-02-11
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-08-11	2018-11-02