Personnel SFC Licences and HKMA Registrations (ID 24609005)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on corporate finance	2025-12-01	-
	Rep	Dealing in securities	2025-12-01	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2020-05-28	2020-12-21
	Rep	Advising on securities	2020-05-28	2020-12-21
	Rep	Dealing in securities	2020-05-28	2020-12-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.