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Lau, Joanne Chung Yan (SFC:BPT331) 劉頌恩 Hong Kong SFC License Details (ID 24648599)
Lau, Joanne Chung Yan (SFC:BPT331) 劉頌恩
SFC ID:
BPT331
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
Morgan Stanley Asia Limited
Rep
Dealing in securities
2021-10-18
2024-01-19
Rep
Advising on securities
2021-10-05
-
CLSA LIMITED
Rep
Advising on securities
2020-06-05
2021-08-23