Lau, Joanne Chung Yan (SFC:BPT331) 劉頌恩

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-10-18	2024-01-19
	Rep	Advising on securities	2021-10-05	-
CLSA LIMITED	Rep	Advising on securities	2020-06-05	2021-08-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2021-10-18	2024-01-19
	Rep	Advising on securities	2021-10-05	-
CLSA LIMITED	Rep	Advising on securities	2020-06-05	2021-08-23

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.